DH
CFP
DH
CFP

Deane Hafling

21 Years of Experience
Houston, TX
Broker

Deane Hafling is a CFP-designated registered investment advisor, based in Houston, TX, with 21 years of industry experience.

Location

Houston, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deane is a partner in a rental real estate acquisition LLC since 2013, owning 24% as a silent partner, and spends minimal time on it. He is also involved in Newton Derby LLC, a rental real estate business, dedicating minimal time to it as well.

Employment History
Current Registrations
Raymond James Financial Services, INC.
July 2024 - Present · 2 yrs
Raymond James Financial Services, INC.Broker
July 2024 - Present · 2 yrs
Previous Registrations
Saxon Financial Group
January 2022 - July 2024 · 2 yrs 6 mos
Raymond James Financial Services Advisors, INC
June 2010 - December 2021 · 11 yrs 6 mos
Raymond James Financial Services, INC.Broker
June 2010 - December 2021 · 11 yrs 6 mos
Edward Jones
January 2007 - June 2010 · 3 yrs 5 mos
Edward JonesBroker
September 2004 - June 2010 · 5 yrs 9 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deane Hafling - Financial Advisor | TrueAdvisor