Alan Kessler is a registered investment advisor at Steven P. Siegel, LTD., based in Chicago, IL, with 20 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Steven P. Siegel, Ltd. does not directly manage your investments. Instead, they recommend third-party money managers. You'll pay the money manager directly, and Steven P. Siegel, Ltd. receives a portion of that fee as a referral fee. The total fees you pay to the money manager will not exceed 3% of your portfolio annually, and usually range from 0.50% to 2.00%. Steven P. Siegel, Ltd. may receive up to 33% of the fee you pay to the money manager.
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Steven P. Siegel, LTD.
Previous Registrations
Oppenheimer & CO. INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.