BC
BC

Brandon Cauley

19 Years of Experience
Bethesda, MD
Broker

Brandon Cauley is a registered investment advisor at Wells Fargo Advisors, based in Bethesda, MD, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7200 Wisconsin Ave, Ste 903, Bethesda, MD, 20814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2018 - April 2024 · 6 yrs
Wells Fargo Advisors
April 2018 - April 2024 · 6 yrs
Deutsche Bank Securities INC.Broker
December 2010 - October 2017 · 6 yrs 10 mos
Deutsche Bank Securities INC.
December 2010 - October 2017 · 6 yrs 10 mos
Metlife Securities INC.
April 2009 - July 2010 · 1 yr 3 mos
Metlife Securities INC.Broker
March 2009 - July 2010 · 1 yr 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2007 - March 2009 · 1 yr 7 mos
Tiaa-Cref Advice and Planning Services
August 2007 - March 2009 · 1 yr 7 mos
Banc of America Investment Services, INC.
August 2006 - April 2007 · 8 mos
Banc of America Investment Services, INC.Broker
May 2006 - April 2007 · 11 mos
Legg Mason Wood Walker, IncorporatedBroker
March 2005 - November 2005 · 8 mos
State Registrations32 states
CACOCTDCDEFLGAIAIDKYLAMAMDMIMONCNHNJNVNYOHORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brandon Cauley - Financial Advisor | TrueAdvisor