Sean Ben-Asher
Sean Ben-Asher is a registered investment advisor at Wells Fargo Advisors, based in Plantation, FL, with 22 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1191 S University Dr, Plantation, FL, 33324
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2022Customer Dispute
August 2016Other Business Activities
Sean serves as a trustee for his father's trust and as a personal representative for his father's estate. These activities require minimal time each month.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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