Stephen Ridge is a registered investment advisor, based in Nottingham, MD, with 20 years of industry experience.
Location
Nottingham, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen volunteers with the Boy Scouts of America as an event coordinator, assisting the troop leader in planning sporting events.
Employment History
Current Registrations
Empower Financial Services, INC.
April 2021 - Present · 5 yrs 1 mo
Empower Financial Services, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Empower Advisory Group, LLC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2019 - September 2020 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2019 - September 2020 · 9 mos
TD Ameritrade, INC.
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade, INC.Broker
February 2018 - September 2019 · 1 yr 7 mos
Scottrade Investment Management
August 2017 - February 2018 · 6 mos
Scottrade, INC.Broker
February 2007 - February 2018 · 11 yrs
Park Avenue Securities LLC
December 2006 - February 2007 · 2 mos
Park Avenue Securities LLCBroker
March 2005 - February 2007 · 1 yr 11 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.