JG
JG

John Gammons

20 Years of Experience
Raleigh, NC
1 DisclosureBroker

John Gammons is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Raleigh, NC, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4242 Six Forks Rd, Raleigh, NC, 27609

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Other Business Activities

John is involved with an outside business organization, dedicating minimal time. He also owns rental property since 2023, spending minimal time per month on it.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2021 - Present · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Truist Advisory Services, INC.
August 2016 - March 2021 · 4 yrs 7 mos
Suntrust Investment Services, INC.
April 2010 - December 2016 · 6 yrs 8 mos
Truist Investment Services, INC.Broker
April 2010 - March 2021 · 10 yrs 11 mos
Citigroup Global Markets INC.
May 2007 - April 2010 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2007 - April 2010 · 2 yrs 11 mos
Citicorp Investment Services
November 2006 - May 2007 · 6 mos
Citicorp Investment ServicesBroker
November 2006 - May 2007 · 6 mos
Wells Fargo Investments, LLCBroker
May 2006 - November 2006 · 6 mos
Wells Fargo Investments, LLC
May 2006 - November 2006 · 6 mos
Morgan Stanley
November 2004 - August 2005 · 9 mos
Morgan Stanley Dw INC.Broker
October 2004 - August 2005 · 10 mos
State Registrations11 states
ARAZCACOFLIANCNVPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Gammons - Financial Advisor | TrueAdvisor