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William Smoltino
20 Years of Experience
Brooklyn, NY
1 DisclosureBrokerSells Insurance
William Smoltino is a registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn, NY, with 20 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
8804 Fourth Ave, Brooklyn, NY, 11209
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
June 2008Other Business ActivitiesSells Insurance
William works as a financial advisor for Summit Financial Networks, dedicating full-time hours to financial advising. He also works as an insurance agent selling fixed insurance products, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Osaic Wealth, INC.
March 2024 - March 2025 · 1 yr
Osaic Wealth, INC.Broker
January 2023 - March 2025 · 2 yrs 2 mos
Vanderbilt Securities, LLCBroker
May 2017 - November 2022 · 5 yrs 6 mos
Foresters Equity Services, INC.Broker
June 2011 - May 2017 · 5 yrs 11 mos
Financial Advisers of America, LLCBroker
October 2009 - June 2011 · 1 yr 8 mos
Metlife Securities INC.Broker
August 2004 - July 2008 · 3 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
August 2004 - July 2007 · 2 yrs 11 mos
State Registrations5 states
CAFLNJNYRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.