Mitchell Dubina
Mitchell Dubina is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Montgomery, AL, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2660 Eastchase Lane, Lakeview Center, Suite 400, Montgomery, AL, 36117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mitchell is a 25% owner of Hance Mill Road Farm LLC, volunteers for Druids Charity Club, is Vice President of the Wynlakes HOA, serves on the Board of Trustees for Trinity Presbyterian School, and is a 50% owner of a real estate investment property. These activities require minimal time commitment.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.