KH
CFA
KH
CFA

Katy Hanke

14 Years of Experience
Newport Beach, CA
Broker

Katy Hanke is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Newport Beach, CA, with 14 years of industry experience. Katy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
606 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Newport Beach, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
July 2022 - Present · 4 yrs 3 mos
Capital Client Group, INC.
November 2021 - Present · 4 yrs 11 mos
Capital Client Group, INC.Broker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Pimco Investments LLCBroker
September 2012 - November 2021 · 9 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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