KH
CFA
KH
CFA

Katy Hanke

13 Years of Experience
Newport Beach, CA
Broker

Katy Hanke is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Newport Beach, CA, with 13 years of industry experience. Katy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Newport Beach, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Client Group, INC.
July 2022 - Present · 4 yrs
Capital Client Group, INC.
November 2021 - Present · 4 yrs 8 mos
Capital Client Group, INC.Broker
November 2021 - Present · 4 yrs 8 mos
Previous Registrations
Pimco Investments LLCBroker
September 2012 - November 2021 · 9 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Katy Hanke - Financial Advisor | TrueAdvisor