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Harman Johal

U.S. Bancorp Advisors, LLC
20 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Harman Johal is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Houston, TX, with 20 years of industry experience. Harman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

Houston, TX

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History

Regulatory History (1)
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Customer Dispute
July 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
January 2022 - February 2026 · 4 yrs 1 mo
U.S. Bancorp Investments, INC.
January 2022 - February 2026 · 4 yrs 1 mo
Bbva Wealth Solutions INC.
August 2020 - May 2021 · 9 mos
Bbva Securities INC.Broker
August 2020 - May 2021 · 9 mos
J.P. Morgan Securities LLC
October 2012 - March 2020 · 7 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2020 · 7 yrs 5 mos
Chase Investment Services CORP.Broker
December 2009 - October 2012 · 2 yrs 10 mos
Chase Investment Services CORP.
December 2009 - October 2012 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2009 · 2 mos
Banc of America Investment Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
November 2006 - October 2009 · 2 yrs 11 mos
Nylife Securities INC.Broker
July 2005 - December 2006 · 1 yr 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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