HJ
HJ
Harman Johal
19 Years of Experience
Saint Paul, MN
1 DisclosureBroker
Harman Johal is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Saint Paul, MN, with 19 years of industry experience. Harman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
60 Livingston Ave, Saint Paul, MN, 55107
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2012Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2022 - February 2026 · 4 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
January 2022 - February 2026 · 4 yrs 1 mo
Bbva Wealth Solutions INC.
August 2020 - May 2021 · 9 mos
Bbva Securities INC.Broker
August 2020 - May 2021 · 9 mos
J.P. Morgan Securities LLC
October 2012 - March 2020 · 7 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2020 · 7 yrs 5 mos
Chase Investment Services CORP.Broker
December 2009 - October 2012 · 2 yrs 10 mos
Chase Investment Services CORP.
December 2009 - October 2012 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2009 · 2 mos
Banc of America Investment Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
November 2006 - October 2009 · 2 yrs 11 mos
Nylife Securities INC.Broker
July 2005 - December 2006 · 1 yr 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.