Brian Sullivan is a registered investment advisor at Thurston Springer Advisors, based in Mishawaka, IN, with 18 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 4,694 clients with $6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thurston Springer Advisors charges fees based on a percentage of the assets they manage for you, with annual rates ranging from 0.25% to 2.50%. The exact rate depends on the specific advisory program, the scope of services provided, the size of your portfolio, and what you negotiate with your investment advisor representative.
- Fees are typically billed quarterly, either in advance or in arrears depending on the specific program and custodian you use.
- Some programs may also involve transaction charges for individual trades, while others operate under a bundled fee structure that covers standard trading costs.
- Additional custodial charges, such as wire fees or maintenance fees, may apply depending on your account activity and program.
Location
1736 E Day Road, Suite 100, Mishawaka, IN, 46545
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
J.P. Morgan Securities INC.Broker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mitchell Patzer, CFPThurston Springer Advisors
- Michael Nicolini, CFPChoreo, LLC
- Thomas Polaski, CFPAmeriprise Financial Services, LLC
- Jonathan Cisna, CFPD.A. Davidson & CO.
- Octavian Sayumwe, CFPSym Financial Advisors
- Kirk Loerwald, CFPSax Wealth Advisors, LLC