BS
BS

Brian Sullivan

18 Years of Experience
Broker

Brian Sullivan is a registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 18 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thurston Springer Advisors
December 2024 - Present · 1 yr 4 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
December 2024 - Present · 1 yr 4 mos
Previous Registrations
Wells Fargo Advisors
December 2015 - December 2024 · 9 yrs
Wells Fargo Advisors Financial Network, LLCBroker
November 2015 - December 2024 · 9 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2008 - July 2012 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
August 2007 - September 2009 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
August 2007 - October 2008 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
August 2004 - June 2007 · 2 yrs 10 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.