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Robert Smith
21 Years of Experience
Denham Springs, LA
Broker
Robert Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Denham Springs, LA, with 21 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1509 South Range Ave, Denham Springs, LA, 70726
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
May 2013 - Present · 13 yrs
Previous Registrations
Cetera Investment Services LLC
May 2013 - January 2014 · 8 mos
LPL Financial LLCBroker
August 2011 - May 2013 · 1 yr 9 mos
LPL Financial LLC
August 2011 - May 2013 · 1 yr 9 mos
Chase Investment Services CORP.
April 2008 - August 2011 · 3 yrs 4 mos
Chase Investment Services CORP.Broker
October 2007 - August 2011 · 3 yrs 10 mos
Fbt Investments, INC.Broker
March 2006 - October 2007 · 1 yr 7 mos
Hibernia Investments, L.L.C.Broker
August 2004 - February 2006 · 1 yr 6 mos
State Registrations8 states
ALARDEGALAMSTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.