Moises Ospina is a registered investment advisor, based in Dallas, TX, with 21 years of industry experience.
Location
3200 Olympus Blvd, Suite 100, Dallas, TX, 75019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Moises is a licensed insurance agent in Texas, selling insurance products as part of financial planning with Avantax Planning Partners. He also explores annuities and indexed annuities as part of comprehensive financial plans, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.