Brian Mcguinness is a registered investment advisor, based in Lanesborough, MA, with 21 years of industry experience.
Location
Lanesborough, MA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017Denied
Criminal
May 2003Final Disposition
Other Business Activities
Brian is involved with Bloodhound Intelligence, Emily Fahey Charitable Foundation Inc., and CMG Financial Planning LTD as a solicitor. These activities are not investment-related.
Employment History
Current Registrations
Hightower Securities, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Advisors, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Securities, LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Equitable Advisors, LLC
June 2007 - January 2024 · 16 yrs 7 mos
Equitable Advisors, LLCBroker
September 2006 - January 2024 · 17 yrs 4 mos
Morgan Stanley
October 2005 - June 2006 · 8 mos
Morgan Stanley Dw INC.Broker
October 2004 - June 2006 · 1 yr 8 mos
State Registrations15 states
CACOCTDCFLKSMAMDMOMTNJNYTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.