AS
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Ayub Sicard

19 Years of Experience
Boca Raton, FL
BrokerSells Insurance

Ayub Sicard is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Boca Raton, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ayub is involved with APALS LLC, Millennium Management Solutions LLC, and ASIP Holding Company, none of which are investment related. Ayub is also an insurance agent with Brandon Brokerage Group, selling non-variable insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2022 - Present · 4 yrs
LPL Financial LLCBroker
July 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLC
March 2018 - July 2022 · 4 yrs 4 mos
J.P. Morgan Securities LLCBroker
March 2018 - July 2022 · 4 yrs 4 mos
Morgan Stanley
August 2014 - July 2016 · 1 yr 11 mos
Morgan StanleyBroker
August 2014 - July 2016 · 1 yr 11 mos
Morgan Stanley
August 2014 - August 2014 · 0 mos
Cbg Wealth Management
September 2012 - July 2013 · 10 mos
Iaa Financial LLCBroker
September 2009 - May 2014 · 4 yrs 8 mos
Gunnallen Financial, INCBroker
August 2004 - October 2009 · 5 yrs 2 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.