Gabriella Richard is a registered investment advisor at LPL Financial LLC, based in Portland, OR, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Portland, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gabriella has several business activities, including a small ownership stake in Porkland Farms since 2018 and rental real estate since 2013. She also operates under several DBAs for her LPL business, including Investment Solutions at Providence Federal Credit Union, Forest Park Wealth Management, and NW Equine Investment Solutions, dedicating a significant amount of time to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Blue Water Wealth
Cambridge Investment Research, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
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