Brian Stern is a registered investment advisor at Cetera Investment Advisers LLC, based in Southlake, TX, with 12 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
541 Silicon Dr, Ste 101, Southlake, TX, 76092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is an advisory board member for Penn State University's Schreyer Honors College, dedicating minimal time. He also owns Farpointe Wealth Partners, LLC, Farpointe Financial Services LLC, and is a financial professional at Farpointe Wealth Advisors, spending about 10-20% to about a quarter of his time on these activities. Brian also has a holding company, Farpointe DBFS Holdings LLC, but has no duties there.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Financial Specialists LLCBroker
First Allied Securities, INC.Broker
Cetera Investment Services LLCBroker
Cetera Advisors LLCBroker
Cetera Advisor Networks LLCBroker
Summit Brokerage Services, INC.Broker
Hd Vest Investment ServicesBroker
State Registrations43 states
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