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Avinash Daswani

Allstate Financial Advisors, LLC
19 Years of Experience
Plainview, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Avinash Daswani is a registered investment advisor at Allstate Financial Advisors, LLC, based in Plainview, NY, with 19 years of industry experience. Avinash is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 397 clients with $140M in assets under management.

Allstate Financial Advisors, LLC
Compensation
N/A
Firm Size
325 advisors
Number of Clients
397 clients
Average Client Portfolio
$359K average
Assets Under Management
$142.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.0M1.15%
$2.0M - $5.0M1.00%
$5M+0.80%

Fees represent maximum rates across available programs (Fund Strategist Portfolios and Unified Managed Accounts). Investment advisory representatives are permitted to negotiate a reduction in the advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

54 Sunnyside Blvd Ste H, Plainview, NY, 11803

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022
Denied
Employment Separation After Allegations
October 2012
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Allstate Financial Advisors, LLC
April 2018 - Present · 8 yrs 6 mos
Allstate Financial Services, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
International Assets Advisory, LLCBroker
September 2016 - December 2016 · 3 mos
Citigroup Global Markets INC.
February 2013 - June 2016 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2013 - June 2016 · 3 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - October 2012 · 0 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2012 · 0 mos
Chase Investment Services CORP.
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.Broker
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.Broker
June 2005 - May 2007 · 1 yr 11 mos
Pruco Securities, LLC.Broker
September 2004 - April 2005 · 7 mos
State Registrations13 states
CACOCTFLGAMDNJNYPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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