Allen Wall
Allen Wall is a registered investment advisor at Axient Investment Advisors LLC, based in Huntsville, AL, with 21 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Axient Investment Advisors charges a management fee that is negotiated between you and your investment advisor, with a maximum annual fee of 2% of your portfolio's value (1.5% for annuity allocations). This fee is charged quarterly or monthly in advance, based on your account's value. If you end the agreement early, you'll receive a prorated refund. Axient offers several investment management options:
- Advisor as Portfolio Manager (APM): Your advisor manages your portfolio, potentially using third-party models.
- Axient Model Portfolios: Your advisor uses Axient's own investment models.
- Axient Select Managers: Your advisor selects third-party money managers to manage your investments.
There is a $5 transaction fee per trade, though some mutual funds are exempt.
Location
403 Madison St Se, 2nd Fl, Huntsville, AL, 35801
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2008Other Business Activities
Allen is involved in multiple rental property businesses, dedicating minimal time to each. He also serves on the finance committee for his church and is a managing partner at Eagle Creek Wealth Management, spending about a quarter of his time on this.
Employment History
Current Registrations
Axient Investment Advisors LLC
Stonex Securities INC.Broker
Previous Registrations
Stonex Advisors INC.
Sterne Agee Asset Management, INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.