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Greg D'esposito

21 Years of Experience
Staten Island, NY
BrokerSells Insurance

Greg D'esposito is a registered investment advisor, based in Staten Island, NY, with 21 years of industry experience.

Location

1000 South Ave Suite 103, Staten Island, NY, 10314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Greg is involved in several business activities, including consulting, insurance, and real estate. He dedicates a full-time commitment to DBA roles at RetireCo and Iron Path Financial, and also spends time on tax preparation and real estate ventures.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
September 2008 - December 2008 · 3 mos
First Montauk Securities CORP.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ashton-Clayton Financial Group, LLCBroker
August 2004 - June 2006 · 1 yr 10 mos
State Registrations22 states
ALCACTDEFLGAIDKSMAMDMENCNHNJNYOHORPASCSDVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Greg D'esposito - Financial Advisor | TrueAdvisor