Jina Penn-Tracy
Jina Penn-Tracy is a registered investment advisor at Vanderbilt Advisory Services, based in Minneapolis, MN, with 21 years of industry experience. Jina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
4353 Upton Ave. So.,, Suite 103, Minneapolis, MN, 55410
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jina is an agent/owner at Center-Wealth Fixed Insurance, selling life, long-term care, and disability insurance, dedicating about 10-20% of her time. She also serves as a business strategy advisor and co-owner at Renew Power Systems Inc, a board member at RPSi (dba SYNCRIS), and a board member at Fresh Energy, spending minimal time on these roles.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Financial West Group
Financial West GroupBroker
MML Investors Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.