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CFP

Steven Swindler

Hbks Wealth Advisors
21 Years of Experience
Stuart, FL
View SEC Summary
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Steven Swindler is a CFP-designated registered investment advisor at Hbks Wealth Advisors, based in Stuart, FL, with 21 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 7,824 clients with $7.7B in assets under management.

Hbks Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
7,824 clients
Average Client Portfolio
$979K average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Fees are based on a percentage of assets under management, varying by factors such as asset type and account size, with a maximum annual fee of 2.75%. Fees may be negotiated in limited circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1000 SE Monterey Commons Blvd, Ste 101, Stuart, FL, 34996

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven works as a CPA at Hill Barth & King LLC, dedicating a few hours per week to tax accounting. He also serves as treasurer for the Martin County Gator Club and as a board member for Martin County Healthy Start, and as director for Martin Interagency, spending minimal time on each.

Employment History
Current Registrations
Hbks Wealth Advisors
September 2006 - Present · 20 yrs 1 mo
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2009 - December 2020 · 11 yrs 11 mos
Securities America, INC.Broker
September 2005 - January 2009 · 3 yrs 4 mos
Cap Pro Brokerage Services, INC.Broker
August 2005 - October 2005 · 2 mos
State Registrations2 states
COFL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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