Steven Swindler is a CFP-designated registered investment advisor at Hbks Wealth Advisors, based in Stuart, FL, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 7,824 clients with $7.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HBKS Wealth Advisors charges a fee based on a percentage of the assets they manage. The fee is calculated and paid quarterly, typically in advance, based on the market value of the assets. Fees may be negotiable in limited circumstances. Clients may also pay fees to sub-advisors, overlay managers, or third-party service providers.
Location
1000 SE Monterey Commons Blvd, Ste 101, Stuart, FL, 34996
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven works as a CPA at Hill Barth & King LLC, dedicating a few hours per week to tax accounting. He also serves as treasurer for the Martin County Gator Club and as a board member for Martin County Healthy Start, and as director for Martin Interagency, spending minimal time on each.
Employment History
Current Registrations
Hbks Wealth Advisors
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Securities America, INC.Broker
Cap Pro Brokerage Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.