RR
CFP
RR
CFP

Ronald Richter

20 Years of Experience
Sunset Beach, NC
Broker

Ronald Richter is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sunset Beach, NC, with 20 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Sunset Beach, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Ronald is an assistant professor at Rutgers University since 2016, dedicating about 10-20% of his time to teaching finance classes. He also works as a lecturer at Coastal Carolina University and an adjunct professor at UNC Wilmington, each requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
October 2007 - Present · 18 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2007 - June 2023 · 15 yrs 8 mos
A. G. Edwards & Sons, INC.
October 2004 - August 2006 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
October 2004 - August 2006 · 1 yr 10 mos
State Registrations13 states
AZCODEFLNCNJNYPASCTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.