James Rushton is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3301 Benson Dr., Ste 120, Raleigh, NC, 27609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2013 - Present · 13 yrs
Morgan Stanley
May 2013 - Present · 13 yrs
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - June 2013 · 4 mos
Raymond James & Associates, INC.
February 2013 - June 2013 · 4 mos
Morgan Keegan & Company, INC.
April 2005 - February 2013 · 7 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2005 - February 2013 · 7 yrs 10 mos
Coastal Discount Stockbrokers, INC.Broker
September 2004 - December 2004 · 3 mos
State Registrations18 states
ALCACOCTFLGAHIILMANCNJNYORPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.