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Amy Johnson

Truist Advisory Services, INC.
21 Years of Experience
Cumming, GA
2 DisclosuresBroker
View SEC Summary
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Amy Johnson is a registered investment advisor at Truist Advisory Services, INC., based in Cumming, GA, with 21 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.

Truist Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.20%
$250K - $500K2.15%
$500K - $1.0M2.00%
$1.0M - $2.0M1.85%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.65%
$10.0M - $25.0M1.50%
$25M+1.45%

Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1170 Buford Rd, Cumming, GA, 30041

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Denied
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Truist Advisory Services, INC.
January 2019 - Present · 7 yrs 9 mos
Truist Investment Services, INC.Broker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
May 2017 - January 2019 · 1 yr 8 mos
Pruco Securities, LLC.Broker
April 2017 - January 2019 · 1 yr 9 mos
Waddell & ReedBroker
September 2014 - September 2016 · 2 yrs
Waddell & Reed
September 2014 - September 2016 · 2 yrs
J.P. Morgan Securities LLCBroker
October 2012 - June 2014 · 1 yr 8 mos
J.P. Morgan Securities LLC
October 2012 - June 2014 · 1 yr 8 mos
Chase Investment Services CORP.
March 2011 - October 2012 · 1 yr 7 mos
Chase Investment Services CORP.
November 2008 - March 2011 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
August 2004 - July 2005 · 11 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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