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CFP
CH
CFP

Charles Hung

J.P. Morgan Securities LLC
21 Years of Experience
West Covina, CA
Broker
View SEC Summary
View SEC Summary

Charles Hung is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in West Covina, CA, with 21 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 S. Vincent Avenue, West Covina, CA, 91790

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles owns rental real estate property since 2012, dedicating minimal time to it. This activity is investment-related.

Employment History
Current Registrations
J.P. Morgan Securities LLC
November 2021 - Present · 4 yrs 11 mos
J.P. Morgan Securities LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2014 - November 2021 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2014 - November 2021 · 7 yrs 3 mos
Scottrade, INC.Broker
April 2009 - July 2014 · 5 yrs 3 mos
Zecco Trading, INC.Broker
May 2008 - March 2009 · 10 mos
Wamu Investments, INC.
April 2005 - April 2008 · 3 yrs
Wamu Investments, INC.Broker
April 2005 - April 2008 · 3 yrs
Redwood Securities Group, INC.
February 2005 - April 2005 · 2 mos
Redwood Securities Group, INC.Broker
August 2004 - April 2005 · 8 mos
State Registrations11 states
AZCAFLHIIDMINVNYORSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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