Stephen Grochol
Stephen Grochol is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in San Francisco, CA, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
2 Embarcadero Center, 9th Flr, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
Criminal
December 2000Other Business ActivitiesSells Insurance
Stephen works as an insurance agent and financial advisor. He spends about half his time on insurance sales and service, including Penn Mutual Life products, and about a quarter of his time as a financial advisor and planner assisting clients with retirement, cash flow, insurance, and overall planning.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
Allstate Financial Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.