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Stephen Grochol

Hornor, Townsend & Kent, LLC
21 Years of Experience
San Francisco, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Grochol is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in San Francisco, CA, with 21 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
464 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Embarcadero Center, 9th Flr, San Francisco, CA, 94111

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History

Regulatory History (1)
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Criminal
December 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen works as an insurance agent and financial advisor. He spends about half his time on insurance sales and service, including Penn Mutual Life products, and about a quarter of his time as a financial advisor and planner assisting clients with retirement, cash flow, insurance, and overall planning.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
November 2024 - Present · 1 yr 11 mos
Hornor, Townsend & Kent, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLCBroker
August 2020 - November 2024 · 4 yrs 3 mos
LPL Financial LLC
August 2020 - November 2024 · 4 yrs 3 mos
Securian Financial Services, INC.
September 2016 - September 2020 · 4 yrs
Securian Financial Services, INC.Broker
September 2016 - September 2020 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - September 2016 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - September 2016 · 1 yr 6 mos
MML Investors Services, LLCBroker
October 2009 - January 2015 · 5 yrs 3 mos
Nylife Securities LLCBroker
August 2008 - October 2009 · 1 yr 2 mos
Allstate Financial Services, LLCBroker
November 2004 - June 2008 · 3 yrs 7 mos
State Registrations4 states
CACOILWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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