Cody Flatt is a registered investment advisor at Morgan Stanley, based in Davenport, IA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4300 East 53rd Street, Suite 300, Davenport, IA, 52807
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 5 mos
Morgan Stanley
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - February 2022 · 4 yrs
LPL Financial LLC
February 2018 - February 2022 · 4 yrs
Invest Financial Corporation
September 2015 - February 2018 · 2 yrs 5 mos
Invest Financial CorporationBroker
September 2015 - February 2018 · 2 yrs 5 mos
CUNA Brokerage Services, INC.Broker
April 2015 - October 2015 · 6 mos
CUNA Brokerage Services, INC.
April 2015 - October 2015 · 6 mos
Investment Centers of America, INC.Broker
October 2014 - April 2015 · 6 mos
Investment Centers of America, INC.
October 2014 - April 2015 · 6 mos
Usadvisors Wealth Management, LLC
February 2014 - October 2014 · 8 mos
Securities America Advisors, INC.
January 2014 - February 2014 · 1 mo
Usadvisors Wealth Management, LLC
May 2012 - January 2014 · 1 yr 8 mos
Securities America Advisors, INC.
April 2010 - December 2012 · 2 yrs 8 mos
Securities America, INC.Broker
April 2010 - October 2014 · 4 yrs 6 mos
CUNA Brokerage Services, INC.
May 2006 - April 2010 · 3 yrs 11 mos
CUNA Brokerage Services, INC.Broker
April 2006 - April 2010 · 4 yrs
Edward JonesBroker
June 2005 - April 2006 · 10 mos
American Express Financial Advisors INC.Broker
April 2005 - June 2005 · 2 mos
Ids Life Insurance CompanyBroker
April 2005 - June 2005 · 2 mos
State Registrations17 states
ARAZCACOFLIAILKYMAMNMONVNYOHSCTNVirgin Islands
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.