Christopher Sutherland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lake Forest, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
455 Hunter Lane, Lake Forest, IL, 60045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher operates under the DBA Oxbow Financial for his LPL business. He also provides investment advisory services through TSFG, LLC, dedicating about a third of his time to this activity. Christopher is also a member of TRIBE 32, LLC, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Tsfg, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
AXA Advisors, LLC
AXA Advisors, LLCBroker
Arbor Research & Trading, INC.Broker
Great Point Capital LLCBroker
State Registrations16 states
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