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CFP

Christopher Sutherland

LPL Financial LLC
21 Years of Experience
Lake Forest, IL
Broker
View SEC Summary
View SEC Summary

Christopher Sutherland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lake Forest, IL, with 21 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

455 Hunter Lane, Lake Forest, IL, 60045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates under the DBA Oxbow Financial for his LPL business. He also provides investment advisory services through TSFG, LLC, dedicating about a third of his time to this activity. Christopher is also a member of TRIBE 32, LLC, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
December 2023 - Present · 2 yrs 10 mos
LPL Financial LLCBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Tsfg, LLC
May 2021 - January 2024 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2013 - May 2021 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2013 - May 2021 · 8 yrs
AXA Advisors, LLC
August 2012 - May 2013 · 9 mos
AXA Advisors, LLCBroker
June 2012 - May 2013 · 11 mos
Arbor Research & Trading, INC.Broker
October 2007 - May 2012 · 4 yrs 7 mos
Great Point Capital LLCBroker
September 2004 - July 2007 · 2 yrs 10 mos
State Registrations16 states
AZCAFLGAIDILINMANENYOKPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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