CW
CW

Clement Wong

21 Years of Experience
Pleasanton, CA
1 DisclosureBroker

Clement Wong is a registered investment advisor at Morgan Stanley, based in Pleasanton, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4309 Hacienda Drive, Suite 200, Pleasanton, CA, 94588

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History

Regulatory History (1)
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Customer Dispute
May 2010
Denied
Other Business Activities

Clement co-owns rental property since 2011 and is a board member/treasurer for Misnomer Inc. since 2015. He also serves on the finance committee and board of San Jose Chinese Catholic Mission since 2023, dedicating a few hours per week to administrative, accounting, fundraising, and business development tasks.

Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Edward JonesBroker
September 2004 - July 2010 · 5 yrs 10 mos
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.