James Treat is a registered investment advisor at Wright Investors Service INC, based in Shelton, CT, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 79 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wright Investors' Service primarily serves institutional clients and sub-advisory clients. The fees for these services are based on a percentage of the assets managed. The specific fees are negotiable and may be billed in advance or arrears. The fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses.
Location
2 Corporate Drive, Suite 770, Shelton, CT, 06484
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wright Investors Service INC
Previous Registrations
LPL Financial LLCBroker
Investment Centers of America, INC.Broker
Swbc Investment Company
Swbc Investment Services, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.