TU
TU
Tammara Upton
19 Years of Experience
Boise, ID
3 DisclosuresBrokerSells Insurance
Tammara Upton is a registered investment advisor at Cetera Investment Advisers LLC, based in Boise, ID, with 19 years of industry experience. Tammara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2350 S Broadway Avenue, Boise, ID, 83706
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Regulatory History (3)
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Financial
July 2022Final
Judgment / Lien
June 2020Civil
November 2013Final
Other Business ActivitiesSells Insurance
Tammara works as an insurance agent, selling life, health, disability, annuities, and long-term care insurance, and as a financial professional for Pioneer Federal Credit Union. Both activities take a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2022 - June 2023 · 1 yr 3 mos
Prudential Financial Planning Services
March 2019 - December 2020 · 1 yr 9 mos
Pruco Securities, LLC.Broker
February 2019 - December 2020 · 1 yr 10 mos
Key Investment Services LLC
April 2012 - March 2019 · 6 yrs 11 mos
Key Investment Services LLCBroker
April 2012 - March 2019 · 6 yrs 11 mos
U.S. Bancorp Investments, INC.
August 2009 - June 2011 · 1 yr 10 mos
U.S. Bancorp Investments, INC.Broker
January 2005 - June 2011 · 6 yrs 5 mos
State Registrations8 states
AZIDMDNJNVORSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.