TrueAdvisor
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LJ
ChFC
LJ
ChFC

Louis Jeffries

LPL Enterprise, LLC
21 Years of Experience
Southborough, MA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Louis Jeffries is a ChFC-designated registered investment advisor at LPL Enterprise, LLC, based in Southborough, MA, with 21 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

257 Turnpike Rd, Suite 300, Southborough, MA, 01772

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2020
Final
Financial
October 2020
Final
Financial
October 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
December 2022 - November 2024 · 1 yr 11 mos
Pruco Securities, LLC.Broker
December 2022 - November 2024 · 1 yr 11 mos
Lincoln Financial Advisors Corporation
February 2021 - December 2022 · 1 yr 10 mos
Lincoln Financial Advisors CorporationBroker
February 2021 - December 2022 · 1 yr 10 mos
TD Ameritrade, INC.
March 2018 - January 2021 · 2 yrs 10 mos
TD Ameritrade, INC.Broker
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade Investment Management, LLC
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
November 2016 - February 2018 · 1 yr 3 mos
Scottrade, INC.Broker
July 2009 - February 2018 · 8 yrs 7 mos
TD Ameritrade, INC.
January 2007 - July 2009 · 2 yrs 6 mos
Amerivest Investment Management, LLC
January 2007 - July 2009 · 2 yrs 6 mos
TD Ameritrade, INC.Broker
January 2007 - July 2009 · 2 yrs 6 mos
VALIC Financial Advisors, INC.Broker
October 2006 - December 2006 · 2 mos
Edward JonesBroker
May 2006 - August 2006 · 3 mos
Chase Investment Services CORP.Broker
July 2005 - March 2006 · 8 mos
Banc One Securities CorporationBroker
October 2004 - July 2005 · 9 mos
State Registrations14 states
ALCTFLILMAMEMIMONHNYOHRIVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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