Tracy Reierson
Tracy Reierson is a registered investment advisor at Global View Capital Management LLC, based in Waukesha, WI, with 21 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 3,959 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Advisory fees are shared by GVCM and FPI. All fees are negotiable at GVCM’s sole discretion. Up to 20 basis points may be credited back to the account depending upon the use of the Quantified mutual funds that are sub-advised by FPI for the portfolios. Advisory fees noted in the above schedules do not include the fee paid to IARs. Annual fees paid to an IAR cannot exceed 1.60%.
Fee Estimator
Location
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI, 53188
Get directionsHistory
Regulatory History (1)
Regulatory
February 2012Other Business ActivitiesSells Insurance
Tracy is a registered representative with Purshe Kaplan Sterling Investments and is involved with several other financial services companies, including Global View Capital Insurance Services and Experior Financial Group, Inc. Tracy also owns T&K Money Maven LLC, a real estate company, and O&E Financial Services.
Employment History
Current Registrations
Global View Capital Management LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Principal Securities, INC.
Princor Financial Services Corporation
Principal Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.