CR
CR

Carol Ruehl

20 Years of Experience
Tucson, AZ
Broker

Carol Ruehl is a registered investment advisor at Morgan Stanley, based in Tucson, AZ, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7175 North Pima Canyon Drive, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carol is associated with three trusts in Marana, Arizona, established in 2014 and 2021. These activities are investment-related and require minimal time during business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Morgan Stanley
February 2006 - April 2007 · 1 yr 2 mos
Wachovia Securities, LLC
January 2006 - January 2006 · 0 mos
Wachovia Securities, LLCBroker
January 2006 - January 2006 · 0 mos
Morgan Stanley Dw INC.Broker
July 2005 - January 2006 · 6 mos
State Registrations39 states
AKALARAZCACOCTFLGAHIIAIDILINKSKYMAMDMEMIMNMONCNJNMNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carol Ruehl - Financial Advisor | TrueAdvisor