Cynthia Middleton is a registered investment advisor, based in Greenwood Village, CO, with 21 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
October 2021 - Present · 4 yrs 7 mos
Empower Advisory Group, LLC
October 2021 - Present · 4 yrs 7 mos
Empower Financial Services, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - October 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - October 2021 · 2 yrs 2 mos
Raymond James Financial Services Advisors, INC
October 2017 - July 2019 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
October 2017 - July 2019 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
April 2016 - October 2017 · 1 yr 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2016 - October 2017 · 1 yr 6 mos
Bbva Securities INC.Broker
May 2013 - February 2016 · 2 yrs 9 mos
Bbva Wealth Solutions INC.
November 2011 - February 2016 · 4 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
October 2011 - May 2013 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2004 - October 2011 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - October 2011 · 7 yrs
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.