SW
SW

Samantha Ward

16 Years of Experience
The Woodlands, TX
Broker

Samantha Ward is a registered investment advisor at Morgan Stanley, based in The Woodlands, TX, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

24 Waterway Avenue, Suite 600, The Woodlands, TX, 77380

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samantha owns two real estate LLCs since April 2022. She is also a board member on the finance committee for Girls on the Run Greater Houston, dedicating minimal time to fundraising, business development, and administrative tasks.

Employment History
Current Registrations
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - October 2020 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - October 2020 · 2 yrs 2 mos
Morgan Stanley
November 2012 - July 2018 · 5 yrs 8 mos
Morgan StanleyBroker
September 2012 - July 2018 · 5 yrs 10 mos
J.P. Morgan Securities LLCBroker
June 2012 - September 2012 · 3 mos
Goldman, Sachs & CO.Broker
January 2005 - February 2010 · 5 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.