James David Gaunt

Formidable Asset Management, LLC

20 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningHigh Net Worth

Formidable Asset Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

15 advisors

Number of Clients

871 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$876.0M

Fee Structure

Location

221 E. 4th Street, Suite 2850, Cincinnati, OH, 45202

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Formidable Asset Management, LLC

April 2017 - Present · 8 yrs 10 mos

Previous Registrations

MML Investors Services, LLCBroker

March 2017 - April 2017 · 1 mo

MML Investors Services, LLC

March 2017 - April 2017 · 1 mo

Msi Financial Services, INC.

August 2015 - March 2017 · 1 yr 7 mos

Msi Financial Services, INC.Broker

August 2015 - March 2017 · 1 yr 7 mos

J.J.B. Hilliard, W.L. Lyons, LLC

November 2004 - May 2015 · 10 yrs 6 mos

J.J.B. Hilliard, W.L. Lyons, LLCBroker

October 2004 - May 2015 · 10 yrs 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.