Caleb Course
Caleb Course is a registered investment advisor at Fifth Third Securities, INC., based in Harrison, OH, with 21 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Location
10477 Harrison Ave, Harrison, OH, 45030
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2018Other Business Activities
Caleb owns and manages multiple rental properties in Cincinnati, Ohio, acting as a landlord. He spends minimal time on each property, paying bills and collecting rent, and this activity is not investment-related.
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.