Caleb Course
Caleb Course is a registered investment advisor at Fifth Third Securities, INC., based in Cincinnati, OH, with 21 years of industry experience. Caleb is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
3715 Ebenezer Road, Cincinnati, OH, 45248
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2018Other Business Activities
Caleb owns and manages multiple rental properties in Cincinnati, Ohio, acting as a landlord. He spends minimal time on each property, paying bills and collecting rent, and this activity is not investment-related.
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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