NC
NC

Nneka Constantino

21 Years of Experience
Saint Paul, MN
Broker

Nneka Constantino is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Saint Paul, MN, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

30 E 7th St, Saint Paul, MN, 55101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nneka is involved with several outside business activities, including Constantino Real Estate Group (family held), Elsa's House of Sleep Inc, Sounds of Blackness (charitable organization), an LLC where she is a part-time business manager, Small Business Revolution/Hulu (as spouse of owner), and Ordway Center for the Performing Arts (board member). She dedicates minimal time to each of these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - Present · 17 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2006 - November 2008 · 2 yrs 7 mos
Piper Jaffray & CO.Broker
January 2005 - March 2006 · 1 yr 2 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.