Frank Roe is a registered investment advisor, based in Chicago, IL, with 19 years of industry experience.
Location
200 W. Madison Ave., Suite 2200, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Frank is a Senior Vice President, Sales and Consulting of AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC. He dedicates full-time hours to this role.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Assetmark, INC.
April 2008 - Present · 18 yrs 1 mo
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
April 2008 - November 2013 · 5 yrs 7 mos
Assetmark Capital CorporationBroker
July 2007 - April 2008 · 9 mos
Ameriprise Financial Services, INC.
September 2006 - March 2007 · 6 mos
Ameriprise Financial Services, INC.Broker
August 2006 - March 2007 · 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.