Frederick Phillips is a CFP-designated registered investment advisor at Efinancial Alliance, LLC, based in Franklin, TN, with 19 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 104 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.95% |
| $100K - $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M - $10.0M | 0.65% |
| $10M+ | 0.50% |
The management fee is tiered. The fee is negotiable.
Fee Estimator
Location
106 Mission Court, Ste 703, Franklin, TN, 37067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Frederick is a registered investment advisor with Tree Street Advisory, LLC, dedicating nearly full-time hours to this role. He also oversees a dropship/e-commerce/retail business called Beal, LLC, spending about 10-20% of his time on activities such as website oversight, ad campaigns, and supplier contact.
Employment History
Current Registrations
Efinancial Alliance, LLC
Previous Registrations
Origin Financial
Tree Street Advisory, LLC
Taylor Securities, INC.
Taylor Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
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