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Sylvia Howe
19 Years of Experience
Fort Smith, AR
1 DisclosureBroker
Sylvia Howe is a registered investment advisor at Raymond James & Associates, INC., based in Fort Smith, AR, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6501 Phoenix Avenue, Suite A, Fort Smith, AR, 72903
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
November 2011Other Business Activities
Sylvia works as a part-time hourly employee selling Arbonne products since 2013. This takes about a quarter of her time and does not occur during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2008 - December 2011 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - December 2011 · 3 yrs 4 mos
Sterne Agee Investment Advisors, INC.
September 2005 - June 2008 · 2 yrs 9 mos
Sterne, Agee & Leach, INC.Broker
July 2005 - June 2008 · 2 yrs 11 mos
Sterne Agee & Leach, INC. Capital Management
July 2005 - January 2007 · 1 yr 6 mos
Morgan Stanley
November 2004 - July 2005 · 8 mos
Morgan Stanley Dw INC.Broker
October 2004 - July 2005 · 9 mos
State Registrations1 state
AR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.