Valerie O'connor is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 16 years of industry experience. Valerie operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2021 - Present · 4 yrs 9 mos
Neuberger Berman Bd LLCBroker
May 2021 - Present · 5 yrs
Neuberger Berman Bd LLC
May 2021 - Present · 5 yrs
Previous Registrations
Deutsche Bank Securities INC.Broker
November 2016 - April 2021 · 4 yrs 5 mos
Piper Jaffray & CO.Broker
June 2010 - June 2012 · 2 yrs
Deutsche Bank Securities INC.Broker
November 2007 - June 2010 · 2 yrs 7 mos
Wamu Capital CORP.Broker
August 2005 - August 2007 · 2 yrs
Morgan Stanley Dw INC.Broker
October 2004 - May 2005 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.