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Thomas Winkler

20 Years of Experience
Mount Pleasant, SC
Broker

Thomas Winkler is a registered investment advisor at Virtus Investment Advisers, LLC, based in Mount Pleasant, SC, with 20 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location

Mount Pleasant, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is the principal agent of Tolwin Properties, LLC and a partner at Bubbles & Blessings, LLC, both inactive LLCs. He devotes no time to either activity.

Employment History
Current Registrations
Vp Distributors LLCBroker
February 2026 - Present · 5 mos
Virtus Investment Advisers, LLC
February 2026 - Present · 5 mos
Vp Distributors LLC
February 2026 - Present · 5 mos
Previous Registrations
Thornburg Investment Management INC
April 2025 - January 2026 · 9 mos
Thornburg Securities LLCBroker
April 2025 - January 2026 · 9 mos
Hartford Funds
January 2015 - March 2025 · 10 yrs 2 mos
Hartford Funds Management Company, LLC
January 2014 - December 2014 · 11 mos
Hartford Funds Distributors, LLCBroker
July 2013 - March 2025 · 11 yrs 8 mos
Northern Trust Securities, INC.Broker
September 2008 - July 2013 · 4 yrs 10 mos
Rydex Distributors, INC.Broker
October 2005 - August 2008 · 2 yrs 10 mos
State Registrations3 states
CTNYSC
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Winkler - Financial Advisor | TrueAdvisor