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Stephen Riddle

21 Years of Experience
Huntsville, AL
1 DisclosureBroker

Stephen Riddle is a registered investment advisor at Wells Fargo Advisors, based in Huntsville, AL, with 21 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

525 Madison St, Huntsville, AL, 35801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2021 - Present · 5 yrs 5 mos
Wells Fargo Advisors
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Morgan Stanley
February 2014 - May 2021 · 7 yrs 3 mos
Morgan StanleyBroker
February 2014 - May 2021 · 7 yrs 3 mos
Investment Professionals, INC.
April 2009 - March 2014 · 4 yrs 11 mos
Investment Professionals, INC.Broker
March 2008 - March 2014 · 6 yrs
Morgan Keegan & Company, INC.
December 2004 - March 2008 · 3 yrs 3 mos
Morgan Keegan & Company, INC.Broker
November 2004 - March 2008 · 3 yrs 4 mos
State Registrations7 states
ALFLGAKYLATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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