SA
SA

Shaun Arnold

21 Years of Experience
St. Louis, MO
Broker

Shaun Arnold is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 21 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
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Location

One North Jefferson Avenue, Mail Code: H0004-05E, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
February 2020 - Present · 6 yrs 3 mos
Wells Fargo Clearing Services, LLC
February 2020 - Present · 6 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ally Invest Securities LLCBroker
July 2019 - December 2019 · 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2014 - July 2019 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLC
September 2014 - July 2019 · 4 yrs 10 mos
MML Investors Services, LLC
March 2013 - September 2014 · 1 yr 6 mos
MML Investors Services, LLCBroker
February 2013 - September 2014 · 1 yr 7 mos
Securities America Advisors, INC.
February 2008 - February 2013 · 5 yrs
Securities America, INC.Broker
February 2008 - February 2013 · 5 yrs
TD Ameritrade, INC.
June 2007 - February 2008 · 8 mos
Amerivest Investment Management, LLC
June 2007 - February 2008 · 8 mos
TD Ameritrade, INC.Broker
June 2007 - February 2008 · 8 mos
Wells Fargo Investments, LLC
February 2005 - June 2007 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
January 2005 - June 2007 · 2 yrs 5 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shaun Arnold - Financial Advisor | TrueAdvisor