Denise Proctor is a CFP-designated registered investment advisor, based in Herndon, VA, with 21 years of industry experience. Denise is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Spring Street, Suite 120, Herndon, VA, 20170
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwest Financial Group LLCBroker
June 2026 - Present · 4 mos
Northwest Financial Advisors LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
June 2021 - Present · 5 yrs 4 mos
LPL Financial LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
LPL Financial LLC
June 2021 - June 2026 · 5 yrs
M&t Securities, INC.
January 2014 - June 2021 · 7 yrs 5 mos
M&t Securities, INC.Broker
May 2009 - June 2021 · 12 yrs 1 mo
Uvest Financial Services Group, INC.Broker
September 2008 - May 2009 · 8 mos
First Investors CorporationBroker
January 2005 - August 2008 · 3 yrs 7 mos
State Registrations26 states
ARCACODCDEFLGAILKYMDMENCNHNJNVNYOHORPASCTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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