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Brandi Downey

21 Years of Experience
Lafayette, IN
Broker

Brandi Downey is a registered investment advisor at Raymond James & Associates, INC., based in Lafayette, IN, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

201 Main Street, Suite 605, Lafayette, IN, 47901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2019 · 6 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2019 · 6 yrs 11 mos
Chase Investment Services CORP.
December 2011 - October 2012 · 10 mos
Chase Investment Services CORP.Broker
September 2010 - October 2012 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
July 2005 - June 2010 · 4 yrs 11 mos
Banc One Securities CorporationBroker
September 2004 - July 2005 · 10 mos
State Registrations9 states
CACOFLGAINKYPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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