Neal Kloke
Neal Kloke is a registered investment advisor at Capital Analysts, based in Bellingham, WA, with 19 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.
Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.
Location
1135 Ellis Street, Bellingham, WA, 98225
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Regulatory History (1)
Customer Dispute
October 2011Other Business ActivitiesSells Insurance
Neal is a general agent for Legal Shield, a member/manager of a commercial rental LLC, and an officer/governor of a family foundation. He also sells insurance products, is treasurer for NAIFA Washington, and owns a tax/accounting/bookkeeping service; insurance sales take a few hours per week, while the tax business takes about 10-20% of his time.
Employment History
Current Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Great American Advisors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.